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Regulatory Enforcement

SEC Withdraws Proposed Cyber-Related Rule Applicable to Broker-Dealers And Signals SolarWinds Settlement on the Horizon

July 18, 2025 By Cara Peterman, Kate Hanniford, Sierra Shear, Madeleine Juszynski Davidson and Kristen Bartolotta

The Securities and Exchange Commission (SEC) recently announced the withdrawal of several Biden-era regulations, including a proposed rule that would have required a broad range of platforms and financial intermediaries (such as broker-dealers, clearing agencies, national securities exchanges, and transfer agents) to adopt policies and procedures that address cybersecurity risks. The proposed rule also would […]

Filed Under: Board Governance & Cyber Risk Management, Privacy & Cyber Regulatory Enforcement Tagged With: Cybersecurity, Regulatory Enforcement, Securities and Exchange Commission

UK Data Protection Regulator Fines UK Law Firm ~$80,000 Following Ransomware Incident

May 6, 2025 By Hanna Hewitt and Kelly Hagedorn

On April 14, 2025, the UK data protection regulator (the Information Commissioner’s Office (“ICO”)) fined DPP Law (“DPP”) £60,000 (approximately $80,000) following a ransomware incident. In its penalty notice, the ICO found that DPP failed to implement appropriate technical and organisational measures, as required by Article 5(1)(f) and Article 32 UK GDPR. This is the […]

Filed Under: Board Governance & Cyber Risk Management, Crisis & Data Breach Response, European Privacy & Cybersecurity Tagged With: Cybersecurity, Data breach, Regulatory Enforcement, UK GDPR

State Regulators Form Privacy Law Implementation and Enforcement Group

April 17, 2025 By David Keating and Dorian Simmons

Eight state regulators have established a coalition called the Consortium of Privacy Regulators to collaborate on the implementation and enforcement of their privacy laws. According to announcements from the California Privacy Protection Agency (“CPPA”) and California Attorney General Rob Bonta, the Consortium aims to coordinate enforcement efforts, share priorities, and discuss developments in privacy law. […]

Filed Under: California Privacy & the CCPA, Privacy & Cyber Regulatory Enforcement, Privacy & Cybersecurity Litigation Tagged With: California Consumer Privacy Act (CCPA), California Privacy Protection Agency (CPPA), California Privacy Rights Act (CPRA), Litigation, Regulatory Enforcement, US State Law

Key Takeaways from CPPA’s Recent Settlement with an Automotive Manufacturer for Alleged CCPA Violations

March 19, 2025 By Maki DePalo and Hyun Jai Oh

On March 12, 2025, the California Privacy Protection Agency (CPPA) published its decision approving a Stipulated Final Order (Order) against a major automotive manufacturer (company) for violations of the California Consumer Privacy Act (CCPA).  The Order requires the company to pay a $632,500 fine and implement several changes to its data handling practices. These changes […]

Filed Under: Adtech & Digital Tracking, Board Governance & Cyber Risk Management, California Privacy & the CCPA, Privacy & Cyber Regulatory Enforcement Tagged With: Behavioral Tracking, California Consumer Privacy Act (CCPA), California Privacy Protection Agency (CPPA), California Privacy Rights Act (CPRA), Data Protection, Privacy, Regulatory Enforcement, US State Law

New York AG Announces $650,000 Settlement with Social Media App Developer for Students’ Privacy and Safety Concerns

March 12, 2025 By Alex Brown, Maki DePalo and Hyun Jai Oh

On March 7, 2025, the Office of the New York State Attorney General (NY AG) published an Assurance of Discontinuance (Assurance) settling claims against Saturn Technologies, Inc. (company), a developer of a social media app for high school students. The NY AG found that the company made unsubstantiated claims about the app’s privacy and safety […]

Filed Under: Adtech & Digital Tracking, Privacy & Cyber Regulatory Enforcement, Privacy & Cybersecurity Litigation Tagged With: Data Protection, Mobile Technologies, Privacy, Regulatory Enforcement, Social Media, US State Law

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