The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) has issued a Risk Alert that provides an overview of the most common deficiencies or weaknesses in investment adviser and broker-dealer compliance with the Safeguards Rule, … [Read more] about SEC Issues Risk Alert Noting Common Regulation S-P Compliance Issues
The European Commission High-Level Expert Group on Artificial Intelligence released on April 8, 2019 the final version of its Ethics Guidelines for Trustworthy AI (the “Guidelines”). This is the first significant guidance issued in … [Read more] about The Coming Regulation of Artificial Intelligence? EU Publishes AI Guidelines
California passed the California Consumer Privacy Act (CCPA) in September 2018, and the CCPA enters into force on January 1, 2020. One of the CCPA’s core elements is a right for consumers to know when a company is selling their data, and to opt-out … [Read more] about CCPA Carve-Out for Online Advertising? Proposed Amendment Exempts Certain Advertising Data from Do-Not-Sell Restrictions
In March, the Federal Trade Commission announced proposed updates to two key privacy and security regulations, the Safeguards Rule and Privacy Rule. Both rules implement regulations under the federal Gramm Leach Bliley Act, and the FTC seeks comments … [Read more] about FTC Announces New Cybersecurity Requirements, Privacy Rule Update
The Supreme Court recently issued an opinion concerning the requirements for Article III standing for statutory violations under the Stored Communications Act (SCA). In Frank v. Gaos, the Supreme Court in a per curiam decision remanded a class … [Read more] about The Supreme Court Signals Further Review of Article III Standing